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Home > Cases > Wachovia AG Edwards Auction-Rate Securities

Wachovia AG Edwards Auction-Rate Securities Under Investigation

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Wachovia AG Edwards Auction-Rate Securities Under Investigation
  • Wachovia AG Edwards Auction-Rate Securities

Overview

Wachovia Securities Targeted In Auction-Rate Securities Probe

On July 17, a team of state regulators organized a surprise inspection at the headquarters of Wachovia Securities as part of a multi-state investigation into the company's sales of auction-rate securities.

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News Commentary

Auction-Rate Securities Probe Nets Another Wall Street Player

The auction-rate securities mess has now showed up at the doorsteps of Wachovia Securities. On July 17, a team of six state securities regulators made their way to the company's St. Louis headquarters to seize documents concerning the company's sales and marketing practices of the instruments.

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